Compliance Disclosure

Licensed in these states: Florida, Illinois, Indiana, Kansas, Kentucky, Maryland, New Hampshire, New Jersey, Ohio, Pennsylvania, South Dakota, Texas, New York, Connecticut, North Carolina, South Carolina, Virginia, California, Washington, Minnesota, Michigan, and Wisconsin.

Securities offered through Regulus Financial Group, LLC. Member FINRA/SIPC. Investment advisory services offered through Regal Investment Advisors, LLC, an SEC Registered Investment Advisor. Registration with the SEC does not imply any level of skill or training. Regulus and Regal Investment Advisors are affiliated entities. Summit Retirement Advisors, LLC and Summit Financial Group of Indiana are affiliated entities. Summit Retirement Advisors, LLC and Summit Financial Group of Indiana are independent of Regulus Financial Group and Regal Investment Advisors. Do not transmit order or instructions regarding your account by email. For your protection, your Financial Representative cannot accept or act on such instructions. Similarly, Summit Financial Group of Indiana does not accept trading instructions via voicemail, text messages, instant messaging, or facsimile. Please speak directly with your Financial Representative if you need to give instructions to your account.